ORIGINAL RESEARCH
A Five-Stage DEA Model for Technological
Innovation Efficiency of China’s Strategic
Emerging Industries, Considering Environmental
Factors and Statistical Errors
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1
School of Economics and Management, Civil Aviation University of China, Tianjin, 300300, P.R. China
2
School of Economics and Management, Nanjing University of Aeronautics and Astronautics,
Nanjing, Jiangsu, 211106, P.R. China
3
School of Foreign Languages and Literature, Tianjin University, Tianjin, 300350, P.R. China
Submission date: 2020-01-30
Final revision date: 2020-05-27
Acceptance date: 2020-06-02
Online publication date: 2020-09-07
Publication date: 2020-11-10
Corresponding author
Haixia Guo
School of Foreign Languages and Literature, Tianjin University, 300350, Tianjin, China
Pol. J. Environ. Stud. 2021;30(1):927-941
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ABSTRACT
The development of strategic emerging industries is important for China’s Economic structure
optimization and low-carbon economy. The purpose of this paper is to scientifically evaluate the
technological innovation efficiency of strategic emerging industries. A five-stage data envelopment
analysis (DEA) model was proposed. The model combines the super slack-based-measure (SBM)
-Tobit-Super SBM and bootstrap DEA, improving the classical DEA model as well as the popular
four-stage DEA model method. The purpose of this study is to design a scientific and accurate method
to evaluate the efficiency of technological innovation, considering the impact of environmental factors
and statistical errors on the efficiency value.
Input indicators were considered from the perspectives of capital, labour, and land, and output
indicators were considered from the perspectives of science, technology, and the economy. Environmental
factors such as regional economic level, labour market, and financial support were excluded. The
empirical results show that: (1) the five-stage DEA model eliminates environmental interference and
avoids the impact of statistical noise to reduce outliers; (2) after eliminating environmental interference
and statistical noise, the technological innovation efficiency of strategic emerging industries in the
Eastern, Central, and Western regions of China show a “U-shaped” fluctuation, with the highest in
the Eastern region (0.57), followed by the Western region (0.56), and the Central region (0.53); and
(3) environmental factors have a significant impact on the innovation activities of China’s strategic
emerging industries.